0000904454-01-500109.txt : 20011009 0000904454-01-500109.hdr.sgml : 20011009 ACCESSION NUMBER: 0000904454-01-500109 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011001 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOMAIN PARTNERS IV LP CENTRAL INDEX KEY: 0001077714 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE PALMER SQ CITY: PRINCETON STATE: NJ ZIP: 08542 MAIL ADDRESS: STREET 1: ONE PALMER SQ CITY: PRINCETON STATE: NJ ZIP: 08542 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARDIODYNAMICS INTERNATIONAL CORP CENTRAL INDEX KEY: 0000719722 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 953533362 STATE OF INCORPORATION: CA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37334 FILM NUMBER: 1749479 BUSINESS ADDRESS: STREET 1: 6175 NANCY RIDGE DRIVE STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6195350202 MAIL ADDRESS: STREET 1: 6175 NANCY RIDGE DRIVE STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: BOMED MEDICAL MANUFACTURING LTD DATE OF NAME CHANGE: 19920703 SC 13D/A 1 s13da_3q-2001.txt SCHEDULE 13D -- AMENDMENT NO. 1 CUSIP No. 141597 10 4 Page 1 of 5 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)1 CardioDynamics International Corporation ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, no par value ------------------------------------------------------------------------------ (Title of Class of Securities) 141597 10 4 ------------------------------------------------------------------------------ (CUSIP Number) Kathleen K. Schoemaker John C. MacMurray, Esq. Domain Associates, L.L.C. Reboul, MacMurray, Hewitt, One Palmer Square Maynard & Kristol Princeton, New Jersey 08452 45 Rockefeller Plaza Tel. (609) 683-5656 New York, New York 10111 Tel. (212) 841-5700 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 23, 2001 ------------------------------------------------------------------------------ (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. -------------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP No. 141597 10 4 Page 2 of 5 Pages 1) Name of Reporting Person Domain Partners IV, L.P. I.R.S. Identification No. of Above Person (If an Entity) ------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [x] if a Member of a Group (b) [ ] ------------------------------------------------------------------------------- 3) SEC Use Only ------------------------------------------------------------------------------- 4) Source of Funds Not Applicable ------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Not Applicable Required Pursuant to Items 2(d) or 2(e) ------------------------------------------------------------------------------- 6) Citizenship or Place of Organization Delaware ------------------------------------------------------------------------------- Number of 7) Sole Voting 3,164,664 shares of Shares Beneficially Power Common Stock Owned by Each Reporting Person With ---------------------------------------- 8) Shared Voting Power -0- ---------------------------------------- 9) Sole Disposi- 3,164,664 shares of tive Power Common Stock ---------------------------------------- 10) Shared Dis- positive Power -0- ---------------------------------------- 11) Aggregate Amount Beneficially 3,164,664 shares of Owned by Each Reporting Person Common Stock ------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares ------------------------------------------------------------------------------- 13) Percent of Class Represented by 6.9% Amount in Row (11) ------------------------------------------------------------------------------- 14) Type of Reporting Person PN CUSIP No. 141597 10 4 Page 3 of 5 Pages 1) Name of Reporting Person DP IV Associates, L.P. I.R.S. Identification No. of Above Person (If an Entity) ------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [x] if a Member of a Group (b) [ ] ------------------------------------------------------------------------------- 3) SEC Use Only ------------------------------------------------------------------------------- 4) Source of Funds Not Applicable ------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Not Applicable Required Pursuant to Items 2(d) or 2(e) ------------------------------------------------------------------------------- 6) Citizenship or Place of Organization Delaware ------------------------------------------------------------------------------- Number of 7) Sole Voting 75,836 shares of Shares Beneficially Power Common Stock Owned by Each Reporting Person With ---------------------------------------- 8) Shared Voting Power -0- ---------------------------------------- 9) Sole Disposi- 75,836 shares of tive Power Common Stock ---------------------------------------- 10) Shared Dis- positive Power -0- ---------------------------------------- 11) Aggregate Amount Beneficially 75,836 shares of Owned by Each Reporting Person Common Stock ------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares ------------------------------------------------------------------------------- 13) Percent of Class Represented by 0.2% Amount in Row (11) ------------------------------------------------------------------------------- 14) Type of Reporting Person PN CUSIP No. 141597 10 4 Page 4 of 5 Pages Amendment No. 1 to Schedule 13D ------------------------------- Reference is hereby made to the statement on Schedule 13D filed with the Securities and Exchange Commission on June 16, 1999 (the "Schedule 13D"). Terms defined in the Schedule 13D are used herein as so defined. Item 5 is hereby amended and restated to read in its entirety as follows: Item 5. Interest in Securities of the Issuer. ------------------------------------ The following information is based on a total of 45,554,127 shares of Common Stock outstanding as of July 10, 2001, as reported in the Issuer's Report on Form 10-Q for the period ended May 31, 2001 filed with the Securities and Exchange Commission (the "Commission") on July 13, 2001. (a) DP IV ----- DP IV owns 3,164,664 shares of Common Stock, or approximately 6.9% of the Common Stock outstanding. OPSA IV, as the general partner of DP IV, may be deemed to beneficially own the shares of Common Stock owned by DP IV. DP IV A ------- DP IV A owns 75,836 shares of Common Stock, or approximately 0.2% of the Common Stock outstanding. OPSA IV, as the general partner of DP IV A, may be deemed to beneficially own the shares of Common Stock owned by DP IV A. (b) The managing members of OPSA IV may be deemed to share the power to vote or direct the voting of and to dispose or to direct the disposition of the Common Stock owned by DP IV and DP IV A. Each of the managing members of OPSA IV disclaims beneficial ownership of all shares of Common Stock other than the shares of Common Stock he or she owns by virtue of his or her indirect pro rata interest, as a managing member of OPSA IV, in the Common Stock owned by DP IV and/or DP IV A. (c) On dates between July 23, 2001 and September 18, 2001, DP IV sold an aggregate 830,890 shares of Common Stock in open market transactions, at an average price of $5.44 per share. On dates between July 23, 2001 and September 18, 2001, DP IV A sold an aggregate 19,910 shares of Common Stock in open market transactions, at an average price of $5.44 per share. (d) Except as described in this statement, no person has the power to direct the receipt of dividends on, or the proceeds from sales of, the shares of Common Stock owned by DP IV or DP IV A. (e) Not applicable. CUSIP No. 141597 10 4 Page 5 of 5 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 26, 2001 DOMAIN PARTNERS IV, L.P. By: One Palmer Square Associates IV L.L.C., General Partner By /s/ Kathleen K. Schoemaker ------------------------------ Managing Member DP IV ASSOCIATES, L.P. By: One Palmer Square Associates IV L.L.C., General Partner By /s/ Kathleen K. Schoemaker ----------------------------- Managing Member